The banking industry is also governed by strict regulations. Especially in the securities business sector, where high requirements on employees and their conduct are the rule. The company has to be able to prove that all employees have been informed of any processes relevant to their position, and are conducting their business accordingly. The assurance of these also serves as the foundation for “autonomous action” of your employees and is a substantial contribution towards the company’s compliance goals.

MaComp, which has just recently been distributed by the BaFin – “as a compendium of regulations and interpretations, which is to help structure them and to make them more concrete“, is probably a step in the right direction towards distilling concrete action models from a document like the Securities Trading Act [Wertpapierhandelsgesetz (WpHG)]. But even these must actually be implemented into a company to assure their delivery. SkillCon 2010 has been designed to help you.

SkillCon 2010 will assure that all employees are aware of any requirements established for them, with traceable delivery, and that any changes or revisions can be implemented quickly and easily.